SEC Form 4 · accession 0001181431-15-004706
WILLIAM LYON HOMES · WLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew R Zaist
Officer — President & COO
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 9:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Mar 13, 2015 | M | 9,883 | $8.6625 | A | 96,119 | D | |
| CLASS A COMMON STOCKF1 | holding | — | — | — | 122,724 | I | BY LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $8.6625 | Mar 13, 2015 | M | 9,883 | D | Dec 31, 2014 | Sep 30, 2017 | CLASS A COMMON STOCK | 9,883 | 0 | D |
Explanation of responses
- F1Represents shares held by a limited liability company of which the Reporting Person and his spouse are the managers, and in which the Reporting Person's trust holds a controlling interest.