SEC Form 4 · accession 0001181431-15-004614
WILLIAM LYON HOMES · WLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin T Severn
Officer — SEE REMARKS
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Mar 11, 2015 | M | 1,482 | $8.6625 | A | 50,351 | D | |
| CLASS A COMMON STOCK | Mar 11, 2015 | F | 584 | $21.99 | D | 49,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $8.6625 | Mar 11, 2015 | M | 1,482 | D | Dec 31, 2014 | Sep 30, 2017 | CLASS A COMMON STOCK | 1,482 | 0 | D |
Remarks
The Reporting Person is Senior Vice President and Chief Financial Officer of the Issuer.