SEC Form 4 · accession 0001181431-15-003862
WILLIAM LYON HOMES · WLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Robinson
Officer — SVP of Finance & Acquisition
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Mar 1, 2015 | F | 1,339 | $22.69 | D | 25,339 | D | |
| CLASS A COMMON STOCK | Mar 1, 2015 | F | 490 | $22.69 | D | 24,849 | D | |
| CLASS A COMMON STOCK | Mar 2, 2015 | M | 1,112 | $8.6625 | A | 25,961 | D | |
| CLASS A COMMON STOCK | Mar 2, 2015 | F | 425 | $22.69 | D | 25,536 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $8.6625 | Mar 2, 2015 | M | 1,112 | D | Dec 31, 2014 | Sep 30, 2017 | CLASS A COMMON STOCK | 1,112 | 0 | D |