SEC Form 5 · accession 0001140361-16-053509
WILLIAM LYON HOMES · WLH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
LCG HOLDINGS LLC
10% Owner
Luxor Capital Group, LP
10% Owner
Luxor Capital Partners, LP
10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, Class A, par value $0.01F1,F2,F3,F4 | Jul 1, 2015 | J | 26,914 | — | D | 1,355,661 | I | By Luxor Capital Partners, LP |
| Common stock, Class A, par value $0.01F1,F2,F3,F5 | Jul 1, 2015 | J | 26,914 | — | A | 0 | I | By Thebes B Onshore, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 5 is filed jointly by Luxor Capital Group, LP ("Luxor Capital Group"), Luxor Capital Partners, LP ("Onshore Fund"), Thebes B Onshore, LLC ("Thebes B"), LCG Holdings, LLC ("LCG Holdings"), Luxor Management, LLC ("Luxor Management") and Christian Leone (collectively, the "Reporting Persons"). Transactions reported herein do not include or reflect securities beneficially owned and previously disclosed on Forms 4.
- F2Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- F3Reflects distributions in-kind and subsequent contributions of securities by limited partners of the Reporting Persons resulting in a change in form of beneficial ownership of securities previously reported.
- F4Securities owned directly by Onshore Fund. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of Onshore Fund, may be deemed to beneficially own the securities owned directly by Onshore Fund. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the securities owned directly by Onshore Fund.
- F5Shares owned directly by Thebes B. Each of LCG Holdings and Luxor Capital Group, as the general partner and investment manager, respectively, of the parent entity of Thebes B, may be deemed to beneficially own the shares of Common Stock owned directly by Thebes B. Luxor Management, as the general partner of Luxor Capital Group, and Christian Leone, as the managing member of each of LCG Holdings and Luxor Management, may be deemed to beneficially own the shares of Common Stock owned directly by Thebes B.