SEC Form 4 · accession 0001209191-15-035153
PLUS THERAPEUTICS, INC. · CNSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kian Thiam Lim
10% Owner
Period of report
Apr 6, 2015
Accepted (ET)
Apr 20, 2015 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2015 | S | 600,000 | $1.3709 | D | 7,400,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The reporting person had previously ceased to be a 10% beneficial owner, not by virtue of any dispositions of his shares but because the issuer issued additional shares to other persons. This Form 4 is being filed to confirm the reporting person's exit from the Section 16(a) repoorting stystem. EXHIBIT LIST: Exhibit 24.1 Power of Attorney (incorporated herein by reference to Exhibit 24.1 to the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed on February 10, 2014)