SEC Form 4 · accession 0001140361-18-001693
PLUS THERAPEUTICS, INC. · CNSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Swissquote Bank SA
10% Owner
Period of report
Jan 9, 2018
Accepted (ET)
Jan 11, 2018 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2018 | S | 20,000 | $0.37 | D | 5,496,655 | D | |
| Common Stock | Jan 9, 2018 | S | 20,000 | $0.38 | D | 5,476,655 | D | |
| Common Stock | Jan 9, 2018 | S | 20,000 | $0.38 | D | 5,456,655 | D | |
| Common Stock | Jan 9, 2018 | S | 20,000 | $0.3964 | D | 5,436,655 | D | |
| Common Stock | Jan 9, 2018 | S | 20,000 | $0.3902 | D | 5,416,655 | D | |
| Common Stock | Jan 10, 2018 | S | 15,796 | $0.3803 | D | 5,400,859 | D | |
| Common Stock | Jan 11, 2018 | S | 20,000 | $0.3405 | D | 5,380,859 | D | |
| Common Stock | Jan 11, 2018 | S | 20,000 | $0.3406 | D | 5,360,859 | D | |
| Common Stock | Jan 11, 2018 | S | 12,630 | $0.34 | D | 5,348,229 | D | |
| Common Stock | Jan 11, 2018 | S | 20,000 | $0.34 | D | 5,328,229 | D |
Table II — derivative securities
No Table II lines on this filing.