SEC Form 4 · accession 0001140361-16-057216
PLUS THERAPEUTICS, INC. · CNSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rickey
Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 9, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Mar 9, 2016 | P | 50,000 | $0.1886 | A | 270,059 | I | By Charitable Trust |
| Common StockF3,F2 | Mar 9, 2016 | P | 100,000 | $0.1886 | A | 753,385 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by the Dave Rickey and Daughters Foundation Charitable Trust.
- F2These securities are owned by David M Rickey Trustee The David M Rickey Trust u/a DTD 5/8/2002
- F3The shares were purchased in multiple open market transactions ranging in price from $0.1834 to $0.1900 per share, with a weighted average price of $0.1886 (as reported above).