SEC Form 4 · accession 0001140361-16-046306
PLUS THERAPEUTICS, INC. · CNSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rickey
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 4, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095981
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F1,F2 | — | Jan 4, 2016 | A | 53,820 | A | — | Jan 4, 2026 | Common Stock | 53,820 | 245,950 | D |
Explanation of responses
- F1The reporting person received an incentive stock option granted under the Corporation's 2014 Equity Incentive Plan. The exercise price per share to be paid by the reporting person at the time the option is exercised shall be the closing sale price of the Corporation's Common Stock on the NASDAQ Stock Market as of the date of the grant. The closing sale price is $0.1872.
- F2Fifty percent (50%) of the option shares shall vest on January 4, 2017 with the remaining fifty percent (50%) of the option shares vesting on January 4, 2018.