SEC Form 4 · accession 0001140361-15-033912
PLUS THERAPEUTICS, INC. · CNSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rickey
Director
Period of report
Aug 28, 2015
Accepted (ET)
Aug 31, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Aug 28, 2015 | P | 35,000 | $0.3148 | A | 220,059 | I | By Charitable Foundation |
| Common StockF3,F2 | Aug 28, 2015 | P | 21,000 | $0.3148 | A | 653,385 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by the Dave Rickey and Daughters Foundation.
- F2These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.
- F3The shares were purchased in multiple open market transactions ranging in price from $0.3139 to $0.315 per share, with a weighted average price of $0.3148 (as reported above).