SEC Form 4 · accession 0001140361-15-008977
PLUS THERAPEUTICS, INC. · CNSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy G Thompson
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 25, 2015 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095981
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 61,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F1,F2 | $0.47 | Feb 13, 2015 | A | 25,000 | A | Mar 13, 2015 | Feb 13, 2025 | Common Stock | 25,000 | 83,130 | D |
Explanation of responses
- F1The present Form 4 was timely filed within 2 business days of the transaction date, however, due to a technical code error, the form was not posted to the SEC website. The technical code error that caused the delay in filing has been resolved and the present Form 4 is being furnished herewith.
- F2The stock options vest 1/12th each month from date of grant, subject to the terms of the Company's 2014 Equity Incentive Plan.