SEC Form 4 · accession 0000109563-16-000329
APPLIED INDUSTRIAL TECHNOLOGIES INC · AIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark O Eisele
Officer — Vice President-CFO & Treasurer
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | M | 13,000 | $29.27 | A | 171,992 | D | |
| Common Stock | Nov 11, 2016 | F | 10,008 | $54.90 | D | 161,984 | D | |
| Common Stock | holding | — | — | — | 7,620 | I | Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 14,687 | I | Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 339 | I | Supplemental Defined Contribution Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $29.27 | Nov 11, 2016 | M | 13,000 | D | Sep 3, 2011 | Sep 3, 2020 | Common Stock | 13,000 | 0 | D |