SEC Form 4 · accession 0000109563-16-000327
APPLIED INDUSTRIAL TECHNOLOGIES INC · AIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred D Bauer
Officer — VP-General Counsel & Secretary
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 7:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 13,500 | $21.11 | A | 99,356 | D | |
| Common Stock | Nov 9, 2016 | F | 9,474 | $53.45 | D | 89,882 | D | |
| Common Stock | Nov 10, 2016 | S | 4,147 | $53.95 | D | 0 | I | Retirement Savings Plan |
| Common Stock | Nov 10, 2016 | S | 86 | $53.95 | D | 0 | I | Supplemental Defined Contribution Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $21.11 | Nov 9, 2016 | M | 13,500 | D | Sep 10, 2010 | Sep 10, 2019 | Common Stock | 13,500 | 0 | D |