SEC Form 4 · accession 0000109563-16-000315
APPLIED INDUSTRIAL TECHNOLOGIES INC · AIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred D Bauer
Officer — VP-General Counsel & Secretary
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | M | 13,700 | $29.41 | A | 96,713 | D | |
| Common Stock | Oct 31, 2016 | F | 10,857 | $50.80 | D | 85,856 | D | |
| Common Stock | holding | — | — | — | 4,147 | I | Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 86 | I | Supplemental Defined Contribution Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $29.41 | Oct 31, 2016 | M | 13,700 | D | Aug 8, 2009 | Aug 8, 2018 | Common Stock | 13,700 | 0 | D |