SEC Form 4 · accession 0000109563-16-000311
APPLIED INDUSTRIAL TECHNOLOGIES INC · AIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Dorsman
Director
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | M | 1,885 | $23.775 | A | 7,377 | D | |
| Common Stock | Oct 28, 2016 | M | 2,596 | $24.24 | A | 9,973 | D | |
| Common Stock | Oct 28, 2016 | F | 2,145 | $50.25 | D | 7,828 | D | |
| Common Stock | holding | — | — | — | 35,839 | I | Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.775 | Oct 28, 2016 | M | 1,885 | D | Jan 23, 2007 | Jan 23, 2017 | Common Stock | 1,885 | 0 | D |
| Stock Option (Right to Buy) | $24.24 | Oct 28, 2016 | M | 2,596 | D | Jan 22, 2008 | Jan 22, 2018 | Common Stock | 2,596 | 0 | D |