SEC Form 4 · accession 0000109563-16-000285
APPLIED INDUSTRIAL TECHNOLOGIES INC · AIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Armold
Officer — VP-Sales
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 10:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | M | 1,825 | $29.27 | A | 35,075 | D | |
| Common Stock | Aug 25, 2016 | M | 1,700 | $26.96 | A | 36,775 | D | |
| Common Stock | Aug 25, 2016 | M | 6,600 | $41.29 | A | 43,375 | D | |
| Common Stock | Aug 25, 2016 | M | 2,750 | $38.36 | A | 46,125 | D | |
| Common Stock | Aug 25, 2016 | F | 11,458 | $47.26 | D | 34,667 | D | |
| Common Stock | holding | — | — | — | 6,244 | I | Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 702 | I | Supplemental Defined Contribution Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $29.27 | Aug 25, 2016 | M | 1,825 | D | Sep 3, 2011 | Sep 3, 2020 | Common Stock | 1,825 | 0 | D |
| Stock Appreciation Rights | $26.96 | Aug 25, 2016 | M | 1,700 | D | Aug 9, 2012 | Aug 9, 2021 | Common Stock | 1,700 | 0 | D |
| Stock Appreciation Rights | $41.29 | Aug 25, 2016 | M | 6,600 | D | Aug 9, 2013 | Aug 9, 2022 | Common Stock | 6,600 | 0 | D |
| Stock Appreciation Rights | $38.36 | Aug 25, 2016 | M | 2,750 | D | Aug 11, 2016 | Aug 11, 2025 | Common Stock | 2,750 | 8,250 | D |