SEC Form 4 · accession 0000109563-16-000272
APPLIED INDUSTRIAL TECHNOLOGIES INC · AIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Macey
Officer — Corporate Controller
Period of report
Aug 11, 2016
Accepted (ET)
Aug 15, 2016 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | A | 700 | $0.00 | A | 5,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $48.19 | Aug 11, 2016 | A | 9,800 | A | Aug 11, 2017 | Aug 11, 2026 | Common Stock | 9,800 | 9,800 | D |
Explanation of responses
- F1Restricted stock units that vest three years from the date of grant and are settled in shares of Applied common stock.
- F2Stock-only stock appreciation rights which become exercisable in annual increments of 25% commencing one year after the date of grant.