SEC Form 4 · accession 0001437749-26-019995
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Gordon
Director
Period of report
Jun 8, 2026
Accepted (ET)
Jun 9, 2026 · 4:14 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock HoldingF1 | Jun 8, 2026 | M | 3,148 | $0.00 | A | 215,552 | D | |
| Common Stock Holding | holding | — | — | — | 100,418 | I | Held by Crofton Capital | |
| Common Stock Holding | holding | — | — | — | 11,386 | I | Held by The Joel Company | |
| Common Stock Holding | holding | — | — | — | 2,500 | I | Custodial account for minor child - Gavin B. Gordon | |
| Common Stock Holding | holding | — | — | — | 2,500 | I | Custodial account for minor child - Cameron L. Gordon | |
| Common Stock Holding | holding | — | — | — | 2,000 | I | Custodial account for minor child - Taylor K. Gordon | |
| Common Stock Holding | holding | — | — | — | 2,000 | I | Frank E. Gordon 2003 Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF2,F3,F4 | $0.00 | Jun 8, 2026 | M | 1,126 | D | — | — | Common Stock | 1,126 | 0 | D |
| Restricted Share UnitsF2,F5,F4 | $0.00 | Jun 8, 2026 | M | 1,006 | D | — | — | Common Stock | 1,006 | 1,006 | D |
| Restricted Share UnitsF2,F6,F4 | $0.00 | Jun 8, 2026 | M | 1,016 | D | — | — | Common Stock | 1,016 | 2,032 | D |
Explanation of responses
- F1Shares acquired on vesting of restricted share units.
- F2Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
- F3The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.
- F4Not applicable.
- F5The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning May 30, 2025 in three equal installments.
- F6The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning May 29, 2026 in three equal installments.