SEC Form 4 · accession 0001209191-18-014872
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Martin Harris
Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 1, 2018 · 3:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 11,250 | $5.99 | A | 20,815 | D | |
| Common Stock | Mar 1, 2018 | M | 15,000 | $12.23 | A | 35,815 | D | |
| Common StockF1 | Mar 1, 2018 | S | 10,452 | $24.0612 | D | 25,363 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.99 | Mar 1, 2018 | M | 3,750 | D | Oct 25, 2011 | Oct 25, 2018 | Common Stock | 3,750 | 0 | D |
| Employee Stock Option (right to buy) | $5.99 | Mar 1, 2018 | M | 3,750 | D | Oct 25, 2012 | Oct 25, 2018 | Common Stock | 3,750 | 0 | D |
| Employee Stock Option (right to buy) | $5.99 | Mar 1, 2018 | M | 3,750 | D | Oct 25, 2013 | Oct 25, 2018 | Common Stock | 3,750 | 0 | D |
| Employee Stock Option (right to buy) | $12.23 | Mar 1, 2018 | M | 5,000 | D | May 26, 2012 | May 26, 2019 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $12.23 | Mar 1, 2018 | M | 5,000 | D | May 26, 2013 | May 26, 2019 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $12.23 | Mar 1, 2018 | M | 5,000 | D | May 26, 2014 | May 26, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $23.9310 to $24.0685. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.