SEC Form 4 · accession 0001209191-18-014089
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard M Hayden Jr.
Officer — Chief Financial Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | M | 25,000 | $7.66 | A | 70,546 | D | |
| Common StockF1 | Feb 23, 2018 | S | 10,855 | $24.3776 | D | 59,691 | D | |
| Common StockF2 | Feb 26, 2018 | S | 14,145 | $24.2729 | D | 45,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.66 | Feb 23, 2018 | M | 3,750 | D | Feb 11, 2012 | Feb 11, 2019 | Common Stock | 3,750 | 0 | D |
| Employee Stock Option (right to buy) | $7.66 | Feb 23, 2018 | M | 5,000 | D | Feb 11, 2013 | Feb 11, 2019 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $7.66 | Feb 23, 2018 | M | 7,500 | D | Feb 11, 2014 | Feb 11, 2019 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option (right to buy) | $7.66 | Feb 23, 2018 | M | 8,750 | D | Feb 11, 2015 | Feb 11, 2019 | Common Stock | 8,750 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $24.29 to $24.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $24.00 to $24.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.