SEC Form 4 · accession 0001209191-18-013296
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Stead
Director
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2018 | M | 15,000 | $12.23 | A | 36,006 | D | |
| Common StockF1 | Feb 23, 2018 | S | 15,000 | $24.4089 | D | 21,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.23 | Feb 23, 2018 | M | 5,000 | D | May 26, 2012 | May 26, 2019 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $12.23 | Feb 23, 2018 | M | 5,000 | D | May 26, 2013 | May 26, 2019 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $12.23 | Feb 23, 2018 | M | 5,000 | D | May 26, 2014 | May 26, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $24.29 to $24.45. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.