SEC Form 4 · accession 0001209191-18-004636
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard M Hayden Jr.
Officer — Chief Financial Officer
Period of report
Jan 19, 2018
Accepted (ET)
Jan 19, 2018 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | M | 9,750 | $3.15 | A | 36,401 | D | |
| Common Stock | Jan 19, 2018 | M | 20,000 | $3.58 | A | 56,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.15 | Jan 19, 2018 | M | 9,750 | D | May 19, 2012 | May 19, 2018 | Common Stock | 9,750 | 0 | D |
| Employee Stock Option (right to buy) | $3.58 | Jan 19, 2018 | M | 2,000 | D | Feb 11, 2011 | Feb 11, 2018 | Common Stock | 2,000 | 0 | D |
| Employee Stock Option (right to buy) | $3.58 | Jan 19, 2018 | M | 4,000 | D | Feb 11, 2012 | Feb 11, 2018 | Common Stock | 4,000 | 0 | D |
| Employee Stock Option (right to buy) | $3.58 | Jan 19, 2018 | M | 6,000 | D | Feb 11, 2013 | Feb 11, 2018 | Common Stock | 6,000 | 0 | D |
| Employee Stock Option (right to buy) | $3.58 | Jan 19, 2018 | M | 8,000 | D | Feb 11, 2014 | Feb 11, 2018 | Common Stock | 8,000 | 0 | D |