SEC Form 4 · accession 0001209191-17-047860
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Shmerling
Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 7, 2017 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | M | 7,500 | $12.23 | A | 110,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.23 | Aug 7, 2017 | M | 2,500 | D | May 26, 2013 | May 26, 2019 | Common Stock | 2,500 | 0 | D |
| Employee Stock Option (right to buy) | $12.23 | Aug 7, 2017 | M | 5,000 | D | May 26, 2014 | May 26, 2019 | Common Stock | 5,000 | 0 | D |