SEC Form 4 · accession 0001209191-17-041286
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Schultz
Officer — Senior Vice President
Period of report
Jun 22, 2017
Accepted (ET)
Jun 22, 2017 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2017 | M | 2,400 | $0.00 | A | 5,534 | D | |
| Common StockF2 | Jun 22, 2017 | F | 655 | $29.67 | D | 4,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4 | $0.00 | Jun 22, 2017 | M | 2,400 | D | — | — | Common Stock | 2,400 | 2,800 | D |
Explanation of responses
- F1Shares acquired on vesting of restricted share units.
- F2Shares withheld for payment of tax liability.
- F3The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on June 22, 2015, 20% vest on June 22, 2016, 30% vest on June 22, 2017, and the remaining 35% vest on June 22, 2018.
- F4Not applicable.