SEC Form 4 · accession 0001209191-17-028011
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Gordon
Director
Period of report
Apr 24, 2017
Accepted (ET)
Apr 24, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2017 | M | 10,000 | $2.45 | A | 139,529 | D | |
| Common Stock | Apr 24, 2017 | M | 6,000 | $3.53 | A | 145,529 | D | |
| Common Stock | holding | — | — | — | 2,500 | I | Custodial account for minor child - Gavin B. Gordon | |
| Common Stock | holding | — | — | — | 2,500 | I | Custodial account for minor child - Cameron L. Gordon | |
| Common Stock | holding | — | — | — | 11,386 | I | Held by The Joel Company | |
| Common Stock | holding | — | — | — | 100,000 | I | Held by Crofton Capital |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.53 | Apr 24, 2017 | M | 6,000 | D | May 24, 2007 | May 24, 2017 | Common Stock | 6,000 | 0 | D |
| Employee Stock Option (right to buy) | $2.45 | Apr 24, 2017 | M | 5,000 | D | May 28, 2010 | May 28, 2017 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $2.45 | Apr 24, 2017 | M | 5,000 | D | May 28, 2011 | May 28, 2017 | Common Stock | 5,000 | 0 | D |