SEC Form 4 · accession 0001209191-17-026596
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thompson Dent
Director
Period of report
Apr 10, 2017
Accepted (ET)
Apr 11, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2017 | M | 6,000 | $3.53 | A | 67,700 | D | |
| Common Stock | Apr 10, 2017 | M | 10,000 | $2.45 | A | 77,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.53 | Apr 10, 2017 | M | 6,000 | D | May 24, 2007 | May 24, 2017 | Common Stock | 6,000 | 0 | D |
| Employee Stock Option (right to buy) | $2.45 | Apr 10, 2017 | M | 5,000 | D | May 28, 2010 | May 28, 2017 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $2.45 | Apr 10, 2017 | M | 5,000 | D | May 28, 2011 | May 28, 2017 | Common Stock | 5,000 | 0 | D |