SEC Form 4 · accession 0001209191-17-009930
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerard M Hayden Jr.
Officer — Chief Financial Officer
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 15,000 | $2.01 | A | 23,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.01 | Feb 10, 2017 | M | 1,500 | D | Feb 12, 2010 | Feb 12, 2017 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (right to buy) | $2.01 | Feb 10, 2017 | M | 3,000 | D | Feb 12, 2011 | Feb 12, 2017 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (right to buy) | $2.01 | Feb 10, 2017 | M | 4,500 | D | Feb 12, 2012 | Feb 12, 2017 | Common Stock | 4,500 | 0 | D |
| Employee Stock Option (right to buy) | $2.01 | Feb 10, 2017 | M | 6,000 | D | Feb 12, 2013 | Feb 12, 2017 | Common Stock | 6,000 | 0 | D |