SEC Form 4 · accession 0001209191-16-129719
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Schultz
Officer — Senior Vice President
Period of report
Jun 27, 2016
Accepted (ET)
Jun 27, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2016 | M | 1,600 | $0.00 | A | 2,776 | D | |
| Common StockF2 | Jun 27, 2016 | F | 435 | $25.15 | D | 2,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4 | $0.00 | Jun 27, 2016 | M | 1,600 | D | — | — | Common Stock | 1,600 | 5,200 | D |
Explanation of responses
- F1Shares acquired on vesting of restricted share units.
- F2Shares withheld for payment of tax liability.
- F3The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vested on June 22, 2015, 20% vested on June 22, 2016, 30% vest on June 22, 2017, and the remaining 35% vest on June 22, 2018.
- F4Not applicable.