SEC Form 4 · accession 0001209191-16-103462
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Doster
Officer — Chief Technology Officer
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 15,000 | $2.01 | A | 18,944 | D | |
| Common StockF1 | Feb 26, 2016 | S | 15,000 | $20.9579 | D | 3,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.01 | Feb 26, 2016 | M | 1,500 | D | Feb 12, 2010 | Feb 12, 2017 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option (right to buy) | $2.01 | Feb 26, 2016 | M | 3,000 | D | Feb 12, 2011 | Feb 12, 2017 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (right to buy) | $2.01 | Feb 26, 2016 | M | 4,500 | D | Feb 12, 2012 | Feb 12, 2017 | Common Stock | 4,500 | 0 | D |
| Employee Stock Option (right to buy) | $2.01 | Feb 26, 2016 | M | 6,000 | D | Feb 12, 2013 | Feb 12, 2017 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $20.85 to $21.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.