SEC Form 4 · accession 0001209191-15-025854
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thompson Dent
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 8:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 5,000 | $2.88 | A | 62,394 | D | |
| Common Stock | Mar 12, 2015 | M | 5,000 | $3.36 | A | 67,394 | D | |
| Common StockF1 | Mar 12, 2015 | S | 13,700 | $25.6846 | D | 53,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.88 | Mar 12, 2015 | M | 5,000 | D | May 26, 2005 | May 26, 2015 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (right to buy) | $3.36 | Mar 12, 2015 | M | 5,000 | D | May 25, 2006 | May 25, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $25.50 to $25.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.