SEC Form 4 · accession 0001209191-15-023324
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Edward Pearson
Officer — Senior Vice President
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 25,500 | $3.75 | A | 86,526 | D | |
| Common Stock | Mar 5, 2015 | M | 9,600 | $2.80 | A | 96,126 | D | |
| Common Stock | Mar 5, 2015 | M | 2,000 | $2.01 | A | 98,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.75 | Mar 5, 2015 | M | 8,500 | D | Mar 7, 2008 | Mar 7, 2015 | Common Stock | 8,500 | 0 | D |
| Employee Stock Option (right to buy) | $3.75 | Mar 5, 2015 | M | 8,500 | D | Mar 7, 2009 | Mar 7, 2015 | Common Stock | 8,500 | 0 | D |
| Employee Stock Option (right to buy) | $3.75 | Mar 5, 2015 | M | 8,500 | D | Mar 7, 2010 | Mar 7, 2015 | Common Stock | 8,500 | 0 | D |
| Employee Stock Option (right to buy) | $2.80 | Mar 5, 2015 | M | 3,200 | D | Apr 4, 2009 | Apr 4, 2016 | Common Stock | 3,200 | 0 | D |
| Employee Stock Option (right to buy) | $2.80 | Mar 5, 2015 | M | 6,400 | D | Apr 4, 2010 | Apr 4, 2016 | Common Stock | 6,400 | 0 | D |
| Employee Stock Option (right to buy) | $2.01 | Mar 5, 2015 | M | 2,000 | D | Feb 12, 2010 | Feb 12, 2017 | Common Stock | 2,000 | 0 | D |