SEC Form 4 · accession 0001209191-18-028813
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Madden
Officer — CFO/Executive Vice President
Period of report
Apr 3, 2018
Accepted (ET)
May 9, 2018 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2018 | M | 8,723 | $4.14 | A | 166,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1,F2 | $4.14 | Apr 3, 2018 | M | 8,723 | D | — | May 19, 2018 | Common Stock | 8,723 | 0 | D |
Explanation of responses
- F1Exercise of employee stock option issued under employee stock option plan
- F2These shares became exercisable on a cumulative basis from August 20, 2008 to May 19, 2011.