SEC Form 4 · accession 0001209191-17-038921
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David I Beatson
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 9, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 4,255 | $4.47 | A | 11,383 | D | |
| Common Stock | Jun 9, 2017 | S | 4,255 | $7.22 | D | 7,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buyF1,F2 | $4.47 | Jun 9, 2017 | M | 4,255 | D | — | Jun 14, 2017 | Common Stock | 4,255 | 0 | D |
Explanation of responses
- F1Exercise of employee stock option issued under the 2005 Employee Stock and Incentive Plan.
- F2These shares became exercisable on a cumulative basis from June 15, 2007 to June 15, 2010