SEC Form 4 · accession 0001209191-17-027054
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Madden
Officer — CFO/Executive Vice President
Period of report
Apr 17, 2017
Accepted (ET)
Apr 17, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2017 | M | 4,255 | $4.42 | A | 151,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1,F2 | $4.42 | Apr 17, 2017 | M | 4,255 | D | — | May 15, 2017 | Common Stock | 4,255 | 0 | D |
Explanation of responses
- F1Exercise of employee stock option issued under employee stock option plan
- F2These shares became exercisable on a cumulative basis from August 16, 2007 to May 15, 2010