SEC Form 4 · accession 0001209191-16-154470
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Kelley
Officer — Senior Vice President
Period of report
Nov 11, 2016
Accepted (ET)
Dec 9, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1,F3,F2 | $7.81 | Nov 11, 2016 | A | 25,000 | A | — | Nov 10, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Option to purchase issued under 2005 Employee Stock Option and Incentive Plan
- F2Subject to three-year cumulative vesting schedule
- F3Not applicable