SEC Form 4 · accession 0001209191-16-109562
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Reilly
Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 18, 2016 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2016 | M | 2,128 | $5.36 | A | 24,256 | D | |
| Common StockF1 | Mar 18, 2016 | S | 2,128 | $12.93 | D | 22,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $5.36 | Mar 18, 2016 | M | 2,128 | D | Jun 9, 2007 | Jun 8, 2016 | Common Stock | 2,128 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.92 to $12.93 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Option to purchase issued under Non-Employee Director Plan