SEC Form 4 · accession 0001209191-16-088626
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter John Stein
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1,F2 | $12.87 | Jan 1, 2016 | A | 30,000 | A | Jan 1, 2017 | Dec 31, 2025 | Common Stock | 30,000 | 30,000 | D |
| Deferred stock unitF3 | $0.00 | Jan 4, 2016 | A | 1,943 | A | — | — | Common Stock | 1,943 | 1,943 | D |
Explanation of responses
- F1Option to purchase issued under 2005 Employee Stock Option and Incentive Plan (the "Plan")
- F2Subject to three-year cumulative vesting schedule
- F3Issuance of Deferred Stock Unit under the Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.