SEC Form 4 · accession 0001209191-15-055082
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Madden
Officer — CFO/Executive Vice President
Period of report
Jun 17, 2015
Accepted (ET)
Jun 19, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 2015 | S | 15,000 | $14.25 | D | 68,007 | D | |
| Common Stock | Jun 17, 2015 | M | 28,250 | $1.46 | A | 96,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1,F2 | $1.46 | Jun 17, 2015 | M | 28,250 | D | — | May 26, 2019 | Common Stock | 28,250 | 0 | D |
Explanation of responses
- F1Exercise of employee stock option issued under employee stock option plan
- F2These shares became exercisable on a cumulative basis from August 27, 2009 to May 27, 2012