SEC Form 4 · accession 0001209191-15-033579
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia D Almond
Officer — Executive Vice President
Period of report
Apr 10, 2015
Accepted (ET)
Apr 10, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2015 | M | 745 | $4.14 | A | 38,165 | D | |
| Common Stock | Apr 10, 2015 | S | 745 | $11.00 | D | 37,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buyF1,F2 | $4.14 | Apr 10, 2015 | M | 745 | D | — | May 19, 2018 | Common Stock | 745 | 654 | D |
Explanation of responses
- F1Exercise of employee stock option issued under employee stock option plan
- F2These shares became exercisable on a cumulative basis from August 20, 2008 to May 20, 2011