SEC Form 4 · accession 0001209191-15-033469
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia D Almond
Officer — Executive Vice President
Period of report
Apr 7, 2015
Accepted (ET)
Apr 9, 2015 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2015 | M | 660 | $4.14 | A | 38,080 | D | |
| Common Stock | Apr 7, 2015 | S | 660 | $11.00 | D | 37,420 | D | |
| Common Stock | Apr 8, 2015 | M | 291 | $4.14 | A | 37,711 | D | |
| Common Stock | Apr 8, 2015 | S | 291 | $11.00 | D | 37,420 | D | |
| Common Stock | Apr 9, 2015 | M | 200 | $4.14 | A | 37,620 | D | |
| Common Stock | Apr 9, 2015 | S | 200 | $11.00 | D | 37,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buyF1,F2 | $4.14 | Apr 7, 2015 | M | 660 | D | — | May 19, 2018 | Common Stock | 660 | 1,890 | D |
| Option to buyF1,F2 | $4.14 | Apr 8, 2015 | M | 291 | D | — | May 19, 2018 | Common Stock | 291 | 1,599 | D |
| Option to buyF1,F2 | $4.14 | Apr 9, 2015 | M | 200 | D | — | May 19, 2018 | Common Stock | 200 | 1,399 | D |
Explanation of responses
- F1Exercise of employee stock option issued under employee stock option plan
- F2These shares became exercisable on a cumulative basis from August 20, 2008 to May 20, 2011