SEC Form 4 · accession 0000919574-15-006952
PFSWEB INC · PFSW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 24, 2015
Accepted (ET)
Sep 18, 2015 · 11:35 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2015 | S | 7,300 | $12.40 | D | 1,871,315 | I | See Footnote |
| Common StockF1 | Aug 24, 2015 | P | 49,282 | $12.3087 | A | 1,920,597 | I | See Footnote |
| Common StockF2,F1 | Aug 25, 2015 | S | 57,528 | $12.6935 | D | 1,863,069 | I | See Footnote |
| Common StockF3,F1 | Aug 25, 2015 | P | 69,662 | $12.7446 | A | 1,932,731 | I | See Footnote |
| Common StockF4,F1 | Aug 26, 2015 | S | 58,830 | $12.7494 | D | 1,873,901 | I | See Footnote |
| Common StockF1 | Aug 26, 2015 | P | 57,364 | $12.8098 | A | 1,931,265 | I | See Footnote |
| Common StockF5,F1 | Aug 27, 2015 | S | 35,309 | $13.0005 | D | 1,895,956 | I | See Footnote |
| Common StockF1 | Aug 27, 2015 | P | 81,700 | $13.028 | A | 1,977,656 | I | See Footnote |
| Common StockF6,F1 | Aug 28, 2015 | S | 100,242 | $13.0257 | D | 1,877,414 | I | See Footnote |
| Common StockF1 | Aug 28, 2015 | P | 34,181 | $13.0023 | A | 1,911,595 | I | See Footnote |
| Common StockF7,F1 | Aug 31, 2015 | S | 52,822 | $13.0034 | D | 1,858,773 | I | See Footnote |
| Common StockF1 | Aug 31, 2015 | P | 55,469 | $12.9817 | A | 1,914,242 | I | See Footnote |
| Common StockF8,F1 | Sep 1, 2015 | S | 10,128 | $13.0046 | D | 1,904,114 | I | See Footnote |
| Common StockF9,F1 | Sep 1, 2015 | P | 19,886 | $12.9579 | A | 1,924,000 | I | See Footnote |
| Common StockF1 | Sep 2, 2015 | P | 5,500 | $13.0045 | A | 1,929,500 | I | See Footnote |
| Common StockF10,F1 | Sep 2, 2015 | S | 21,493 | $13.007 | D | 1,908,007 | I | See Footnote |
| Common StockF11,F1 | Sep 3, 2015 | S | 30,207 | $13.0277 | D | 1,877,800 | I | See Footnote |
| Common StockF1 | Sep 3, 2015 | P | 38,622 | $13.0303 | A | 1,916,422 | I | See Footnote |
| Common StockF12,F1 | Sep 4, 2015 | S | 86,110 | $13.1339 | D | 1,830,312 | I | See Footnote |
| Common StockF1 | Sep 4, 2015 | P | 40,268 | $13.2069 | A | 1,870,580 | I | See Footnote |
| Common StockF1 | Sep 8, 2015 | P | 18,012 | $13.5879 | A | 1,888,592 | I | See Footnote |
| Common StockF13,F1 | Sep 8, 2015 | S | 47,173 | $13.5295 | D | 1,841,419 | I | See Footnote |
| Common StockF14,F1 | Sep 9, 2015 | S | 14,000 | $13.6094 | D | 1,827,419 | I | See Footnote |
| Common StockF15,F1 | Sep 9, 2015 | P | 39,593 | $13.4496 | A | 1,867,012 | I | See Footnote |
| Common StockF1 | Sep 10, 2015 | S | 13,363 | $13.301 | D | 1,853,649 | I | See Footnote |
| Common StockF16,F1 | Sep 10, 2015 | P | 41,558 | $13.3073 | A | 1,895,207 | I | See Footnote |
| Common StockF17,F1 | Sep 11, 2015 | P | 33,872 | $13.3982 | A | 1,929,079 | I | See Footnote |
| Common StockF18,F1 | Sep 11, 2015 | S | 41,665 | $13.3537 | D | 1,887,414 | I | See Footnote |
| Common StockF19,F1 | Sep 16, 2015 | S | 38,328 | $13.6389 | D | — | I | See Footnote |
| Common StockF1 | Sep 16, 2015 | P | 12,186 | $13.6538 | A | 1,861,272 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (collectively, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
- F10The reported price is the weighted average sale price for sales on September 2, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.96 to $13.0213. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F11The reported price is the weighted average sale price for sales on September 3, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9942 to $13.0505. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F12The reported price is the weighted average sale price for sales on September 4, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.1216 to $13.2765. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F13The reported price is the weighted average sale price for sales on September 8, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.4688 to $13.6786. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F14The reported price is the weighted average sale price for sales on September 9, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.6049 to $13.6112. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F15The reported price is the weighted average purchase price for purchases on September 9, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.2942 to $13.4916. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F16The reported price is the weighted average purchase price for purchases on September 10, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.2819 to $13.3137. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F17The reported price is the weighted average purchase price for purchases on September 11, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $13.385 to $13.3983. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F18The reported price is the weighted average sale price for sales on September 11, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.3501 to $13.48. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F19The reported price is the weighted average sale price for sales on September 16, 2015 by the Reporting Persons. The actual prices of such sales ranged from $13.6388 to $13.64. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The reported price is the weighted average sale price for sales on August 25, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.5144 to $12.84. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The reported price is the weighted average purchase price for purchases on August 25, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $12.7299 to $12.92. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F4The reported price is the weighted average sale price for sales on August 26, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.7305 to $12.922. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The reported price is the weighted average sale price for sales on August 27, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9644 to $13.0914. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The reported price is the weighted average sale price for sales on August 28, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9708 to $13.0479. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The reported price is the weighted average sale price for sales on August 31, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.9293 to $13.0328. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8The reported price is the weighted average sale price for sales on September 1, 2015 by the Reporting Persons. The actual prices of such sales ranged from $12.99 to $13.0084. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9The reported price is the weighted average purchase price for purchases on September 1, 2015 by the Reporting Persons. The actual prices of such purchases ranged from $12.9456 to $12.9845. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.