SEC Form 4 · accession 0001209191-17-048430
INTERSECTIONS INC · INTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OSMIUM CAPITAL LP
10% Owner
Osmium Partners, LLC
10% Owner
Spartan L P Osmium
10% Owner
John Hartnett Lewis
10% Owner
Osmium Capital II, LP
10% Owner
Osmium Diamond, LP
10% Owner
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 8, 2017 | M | 3,750 | — | A | 21,165 | I | By John H. Lewis |
| Common StockF1,F2 | Aug 8, 2017 | M | 10,000 | — | A | 31,165 | I | By John H. Lewis |
| Common StockF2 | holding | — | — | — | 1,629,701 | I | By Osmium Capital, LP | |
| Common StockF2 | holding | — | — | — | 826,792 | I | By Osmium Capital II, LP | |
| Common StockF2 | holding | — | — | — | 460,812 | I | By Osmium Spartan, LP | |
| Common StockF2 | holding | — | — | — | 530,810 | I | By Osmium Diamond, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Aug 8, 2017 | M | 3,750 | D | — | — | Common Stock | 3,750 | 0 | I |
| Restricted Stock UnitF2,F1,F3 | — | Aug 8, 2017 | M | 10,000 | D | — | — | Common Stock | 10,000 | 0 | I |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock or, at the Issuer's option, cash or a combination of the two.
- F2The general partner of Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP, Osmium Diamond, LP and Osmium Special Opportunity Fund, LP is Osmium Partners, LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP, Osmium Diamond, LP and Osmium Special Opportunity Fund, LP. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
- F3Mr. Lewis resigned from the Board of Directors effective August 8, 2017. Effective upon his resignation, all vesting, forfeiture and other restrictions under the remaining restricted stock units were waived and the restricted stock units became immediately vested.