SEC Form 3 · accession 0001140361-18-026838
Cartesian, Inc. · CRTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Murry N Gunty
10% Owner
BLACKSTREET CAPITAL HOLDINGS, LLC
10% Owner
CARTESIAN HOLDINGS INC.
10% Owner
CARTESIAN HOLDINGS LLC
10% Owner
BCH INVESTORS LLC
10% Owner
BLACKSTREET CAPITAL INVESTORS, LLC
10% Owner
Period of report
May 11, 2018
Accepted (ET)
Jun 1, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 7,201,698 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Cartesian Holdings, Inc., a Delaware corporation, acquired 7,201,698 shares of common stock, par value $0.005 per share, pursuant to a tender offer dated April 10, 2018, which expired on May 11, 2018.
- F2The shares are owned directly by Cartesian Holdings, Inc., which is a wholly owned subsidiary of Cartesian Holdings, LLC, a Delaware limited liability company, which is a wholly owned subsidiary of Blackstreet Capital Holdings, LLC, a Delaware limited liability company, which is controlled by Murry N. Gunty as the controlling equityholder of Blackstreet Capital Investors, LLC, which is the controlling equityholder of BCH Investors, LLC, all of which beneficially own the shares indirectly.