SEC Form 4 · accession 0001014108-16-000512
Cartesian, Inc. · CRTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Currey
Director
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2016 | P | 5,291 | $0.6898 | A | 77,491 | D | |
| Common Stock | Sep 13, 2016 | P | 1,300 | $0.69 | A | 78,791 | D | |
| Common StockF2 | Sep 14, 2016 | P | 3,409 | $0.6914 | A | 82,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6874 to $0.69, inclusive. The Reporting Person undertakes to provide to Cartesian, Inc., any security holder of Cartesian, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6899 to $0.70, inclusive. The Reporting Person undertakes to provide to Cartesian, Inc., any security holder of Cartesian, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.