SEC Form 4 · accession 0001014108-16-000497
Cartesian, Inc. · CRTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter H Woodward
Officer — President and CEO · Director
Period of report
Aug 22, 2016
Accepted (ET)
Aug 22, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 22, 2016 | P | 35,000 | $0.658 | A | 197,213 | I | See |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.65 to $0.66, inclusive. The Reporting Person undertakes to provide to Cartesian, Inc., any security holder of Cartesian, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.
- F2The shares are owned by MHW Partners, L.P. Mr. Woodward is the General Partner of MHW Partners, L.P. Mr. Woodward disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.