SEC Form 4/A · accession 0001014108-15-000313
Cartesian, Inc. · CRTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert J Currey
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 17, 2015 | P | 4,000 | $2.3768 | A | 52,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report is being filed to amend the footnote description contained in a Form 4 pertaining to the above transaction, filed on 12/18/15. The description contained in that Form 4 filing incorrectly described the transaction as a sale instead of a purchase of shares.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.32 to $2.40, inclusive. The Reporting Person undertakes to provide to Cartesian, Inc., any security holder of Cartesian, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth.