SEC Form 4 · accession 0001014108-15-000129
Cartesian, Inc. · CRTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thurston Cromwell
Officer — Secretary and General Counsel
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 4, 2015 | S | 2,500 | $3.34 | D | 81,631 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 plan.
- F2Includes an additional 1,804 shares acquired pursuant to Cartesian, Inc. Employee Stock Purchase Plan since the last filing of a beneficial ownership report by the Reporting Person.