SEC Form 5 · accession 0001014108-15-000025
Cartesian, Inc. · CRTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald E Klumb
Officer — President, CEO and CFO
Period of report
Jan 3, 2015
Accepted (ET)
Feb 9, 2015 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 29, 2014 | G | 2,500 | $0.00 | D | 255,885 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted by the Reporting Person to a non-profit charity.
- F2This total includes an additional 2,000 shares acquired pursuant to Cartesian, Inc. Employee Stock Purchase Plan since the last filing of a beneficial ownership report by the Reporting Person.