SEC Form 4 · accession 0000927089-18-000433
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Viater
Officer — Senior Vice President · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 8:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | S | 1,285 | $35.90 | D | 166,790 | D | |
| Common Stock | Dec 3, 2018 | S | 900 | $35.93 | D | 165,890 | D | |
| Common Stock | Dec 3, 2018 | S | 156 | $35.995 | D | 165,734 | D | |
| Common Stock | Dec 3, 2018 | S | 2 | $36.00 | D | 165,732 | D | |
| Common Stock | Dec 3, 2018 | S | 293 | $36.005 | D | 165,439 | D | |
| Common Stock | holding | — | — | — | 16,033 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 25,127 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.