SEC Form 4 · accession 0000927089-18-000413
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Viater
Officer — Senior Vice President · Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2018 | S | 200 | $35.65 | D | 170,245 | D | |
| Common Stock | Nov 15, 2018 | S | 110 | $35.74 | D | 170,135 | D | |
| Common Stock | Nov 15, 2018 | S | 10 | $35.75 | D | 170,125 | D | |
| Common Stock | Nov 15, 2018 | S | 200 | $35.77 | D | 169,925 | D | |
| Common Stock | Nov 15, 2018 | S | 300 | $35.825 | D | 169,625 | D | |
| Common Stock | Nov 15, 2018 | S | 280 | $35.83 | D | 169,345 | D | |
| Common Stock | Nov 15, 2018 | S | 200 | $35.855 | D | 169,145 | D | |
| Common Stock | Nov 15, 2018 | S | 200 | $35.88 | D | 168,945 | D | |
| Common Stock | Nov 15, 2018 | S | 100 | $35.895 | D | 168,845 | D | |
| Common Stock | Nov 15, 2018 | S | 400 | $35.915 | D | 168,445 | D | |
| Common Stock | holding | — | — | — | 16,033 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 25,127 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $7.05 | holding | — | — | — | — | Dec 21, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1These stock options were awarded under the Issuer's 2008 Stock Option and Incentive Plan. All stock options are fully vested and exercisble.