SEC Form 4 · accession 0000927089-18-000266
MUTUALFIRST FINANCIAL INC · MFSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon L Ferguson
Officer — Senior Vice President
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 10:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094810
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2018 | M | 3,000 | $5.98 | A | 7,400 | D | |
| Common Stock | Jul 2, 2018 | M | 2,500 | $9.45 | A | 9,900 | D | |
| Common StockF1 | holding | — | — | — | 4,706 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $5.98 | Jul 2, 2018 | M | 3,000 | D | — | Dec 31, 2020 | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to PurchaseF3 | $9.45 | Jul 2, 2018 | M | 2,500 | D | — | Jan 4, 2021 | Common Stock | 3,000 | 500 | D |
| Stock Option (Right to Purchase)F4 | $6.93 | holding | — | — | — | — | Dec 21, 2021 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- F2These options became fully exercisable on 12/31/2012.
- F3These options became fully exercisable on 01/04/2013.
- F4These options were issued under Issuer's 2000 Stock Option and Incentive Plan and became exercisable on 12/21/2012.